Open Access
28 October 2013 Substantiation of medical and technical requirements for noninvasive spectrophotometric diagnostic devices
Author Affiliations +
Abstract
A scientific approach to the formulation of medical and technical requirements (MTRs) for noninvasive spectrophotometric diagnostic devices using optical technologies such as laser Doppler flowmetry and absorption spectroscopy is proposed. The theoretical modeling framework, metrological certification, and testing of these devices are still in the early stages of development. The theoretical estimation of the received signal levels for wavelengths between 514 and 940 nm is highly dependent on the blood volume level in the subject tissue. The proposed approach allows, in particular, the calculation of technical and metrological performance constraints of the instruments, such as the ranges of the sensitivity and power-related signal-to-noise ratios for different spectral channels and different biomedical (biochemical and physiological) parameters. Substantiation of specialized MTRs for the noninvasive spectrophotometric diagnostic devices can enable them to develop to the level of standardized measurement techniques.

1.

Introduction

Recent years have seen great progress and accomplishments in photonics and biophotonics bringing the development of novel and compact noninvasive optical diagnostic devices in biomedicine.16 Though there are a great variety of devices in this class, the largest group of equipment implements the principle of noninvasive medical spectrophotometry (NMS).7 These optical systems can report the levels of various biochemical components, such as de/oxyhemoglobins, collagen/elastin, porphyrins, lipofuscin, NADH, flavins, etc., in tissues. They can, thus, measure the dynamics of metabolism and examine the major regulatory processes of blood flow without the need to take biopsies (skin, oral mucosa, etc.). A promising direction in the development of NMS devices is the creation of multifunctional noninvasive diagnostic systems, which combine in a single-hardware different methods of NMS: fluorescence spectroscopy (laser fluorescence diagnostics), absorption spectroscopy (UV/VIS or near IR spectral region)—tissue reflectance oximetry (TRO) and/or near infrared spectroscopy (NIRS), laser Doppler flowmetry (LDF), pulse oximetry, etc.8 Such devices allow acquisition of comprehensive real-time biomedical information from the site examined.

Until recently, such diagnostic systems were generally empirically designed in the absence of any well-developed and systematized theory. The theoretical modeling framework, metrological certification, and testing of these devices are still in the earliest stages of development. There are virtually no evidence-based approaches and techniques to intelligently formulate specialized medical and technical requirements (MTRs) for diagnostic device parameters. For example, there are few recommendations and rationales in the literature for selecting the accuracy class required for NMS devices.9 Recently, the theoretical issues of formalizing diagnostic tasks for NMS have been examined, with structural and functional model circuits developed and physical–mathematical theory generalized for NMS.2,10,11 These apply to the general phases of the ideological and technical design and realization of such devices. These authors considered some key features of metrology of the NMS for in vivo measurements.9 For instance, they proposed an investigation into the diagnostic volume in NMS, alongside a theoretical and experimental study of the impact of diagnostic volume on the metrological parameters of such devices. In addition, there have been propositions to develop reproducible and standard methods of tuning, calibration, and verification of NMS devices without the use of human subjects by using optical phantoms as test objects.

In this article, we report further developments in the scientific approaches to substantiate meeting of MTRs for noninvasive spectrophotometric diagnostic devices. This is primarily based on study of the influence of tissue blood volume on registered signal levels and the sensitivity of such devices.

2.

Methods and Functional Scheme of Measurements by the NMS

In NMS, the most sensitive method for recording the dynamic processes in the blood microcirculatory system is LDF. This is based on the assessment of Doppler frequency shifts, which occur after the backscattering of radiation from red blood cells moving at different speeds in small vessels—arterioles, capillaries, and venules.4 This is represented as a microcirculation index Im in arbitrary perfusion units. Perfusion fluctuations are recorded as a complex nonperiodic process. The variable component provides valuable information on the modulation of blood flow. Spectral signal processing algorithms used for decoding and analysis provide information about the vascular tone in terms of contribution of the different regulatory mechanisms of microhemodynamics (endothelial, neurogenic, myogenic, breath, pulse, etc.).12

Tissue reflectance oximetry is based on the principles of absorption spectroscopy and allows noninvasive (in vivo, transcutaneous) monitoring of microhemodynamics and oxygen transport and utilization within the entire blood microcirculation system.13,14 TRO determines the relative volume of all fractions of hemoglobin (total hemoglobin) in a tissue volume (average level of blood volume—Vb) and oxygen saturation of the microvasculature, generally containing arterioles with oxyhemoglobin and venules with deoxyhemoglobin (average level of tissue oxygen saturation—StO2).2

Following an integrated biotechnical approach, we can formulate the measurement tasks for the methods incorporated into the NMS and consider the general functional scheme of the measurements made in NMS (Fig. 1). In the diagnostic device, light with a wavelength λ and with a power Ps(λ) from the radiation source 1 is delivered by optical lighting system 2 to the examined biological object (BO) 3. Depending on the diagnostic method, the light source may be either a monochromatic (laser) or a set of variable light sources with different emission spectra.

Fig. 1

The generalized functional scheme of the optical measurements by the NMS: 1—radiation source, 2—optical lighting system, 3—biological object, 4—irradiation transporting system, 5—photodetector, 6—electronics block, 7—computer. Ps(λ)—power from the radiation source, Pr(λ)—received power (backscattered radiation), Ic (λ)—photocurrent on photodetector, H—measurement depth, r—separation distance between the source and detector fibers.

JBO_18_10_107009_f001.png

In tissue, radiation is extensively scattered at the boundaries of morphological irregularities and is partially absorbed by substances like water, melanin, hemoglobin, etc., before the re-emergence of the attenuated radiation. Due to multiple scattering events, part of the radiation exiting the BO forms a flux of backscattered light. This irradiation with power Pr(λ)<Ps(λ) is delivered to the device by the irradiation transporting system 4 to the recording unit of the diagnostic device. In a simplified case, it is sent to the photodetector 5 that performs a linear transformation of the optical power Pr(λ) to the photocurrent Ic(λ). The produced electrical signal is processed in analogue mode (photocurrent Ic(λ) to voltage U(λ) conversion, amplification, filtering, etc.) in the electronics block 6, digitized and transmitted to the computer 7 for further computation. As a result, biomedical parameters, such as Im, StO2, and Vb, are calculated. Thus, the NMS implements an indirect measurement method.15,16

Changes in blood microcirculation can be registered by the diagnostic NMS following changes in the optical properties of biotissue. Thus, changes in the optical properties of biological tissues have a major impact on signal levels recorded by the NMS and can be used in developing the MTRs of optical diagnostic devices.

3.

Theoretical Estimation of the Levels of the Received Signals

Theoretical estimation of the signal variability measured by NMS devices operating in a backscattering mode using different spectral channels leads to the challenge of quantitative metrology using such measurements. It should be noted that attempts have been made to estimate the measurement depth (parameter H in the schematic Fig. 1) and the diagnostic volume for some methods of NMS [for example, LDF (Ref. 17)]. However, they use numerical simulation methods which do not deal with the relationship of estimated signal levels or MTRs for optical diagnostic devices. Depending on the types of tissues studied (with different absorption, scattering, and others properties), the measurement depth can range from 1 to 8 mm.9

A BO considered in the functional schematic (Fig. 1) can be represented as a nonlinear spectral-optical filter, which converts the power of initial Ps(λ) to the power of secondary radiation Pr(λ). Such representation is mathematically equivalent to the multiplication of the original optical signal by a dimensionless coding function B(λ), which is dependent on the optical and physical, and medical and biological parameters of the object as well as the lighting conditions and delivered irradiation. The well-known expression obtained for the diffusion approximation of a semi-infinite medium can be cited as an example of the B(λ) function:18

Eq. (1)

B(λ)=z0A2π·[μdr2+z02+1(r2+z02)3/2]·exp[μd(r2+z02)1/2],
where z0=1/μs represents the effective path length of the light; A is the detector area; r is the separation distance between the source and detector fibers in Fig. 1; μd=[3μa(μa+μs)]1/2 and μs=(1g)μs are the reduced scattering coefficient; g=g(λ), the anisotropy factor; μs=μs(λ), the scattering coefficient; and μa=μa(λ), the absorption coefficient.

For most of the nontransparent biological tissues, the anisotropy factor value is in the range of 0.7 to 0.95, and the g(λ) for skin (both the dermis and epidermis) can be determined by the following empirical equation:19

Eq. (2)

g(λ)=0.7645+0.2355·[1exp(λ500nm729.1nm)].

For the theoretical estimates of the parameters for the received signals, it is possible to calculate values of the B(λ) function according to Eq. (1) for commonly used wavelengths at different levels of blood volume:

Eq. (3)

μs(Vb)=Vb·μsb(λ)+(1Vb)·μst(λ),

Eq. (4)

μa(Vb)=Vb·μab(λ)+(1Vb)·μat(λ),
where Vb is the blood volume in tissue, μsb and μab are scattering and absorption coefficients of blood, and μst and μat are scattering and absorption coefficients of the bloodless tissue (bloodless dermis/papillary dermis).

Absorption spectroscopy (TRO/NIRS) commonly uses wavelengths in the visible (more often—green, yellow, red) and/or infrared ranges, whereas in LDF, red/infrared ranges are used.1,2,4,7 Considering, e.g., the “multifunctional laser analyzer of capillary blood flow” system2 or other NMS devices using LDF and absorption spectroscopy technology,1,5,20 for calculations in this article we will use the 514- to 940-nm wavelength range (namely for green—514 nm, for yellow—584 nm, for red—633 nm, and for infrared—800 and 940 nm).

There are a number of articles in existing literature which offer data regarding the impact of blood volume on tissue optical characteristics.19,2123 From these publications, it is possible to assess the approximate range of blood volume of different skin surfaces. Thus, Meglinski and Matcher24,25 provide data on the blood volume of skin layers, for example, papillary dermis—4% and upper blood net dermis—30%. Lister et al.23 report the range of 0.2% to 2% for epidermal and dermal blood volume fractions. The reported data on the blood volume in the skin of the forearm is 5.03%,26 and at a tissue depth of 100 to 300 μm, the blood volume is 2 to 5%,19 and from our experience, blood volume of the palmar surface of middle finger is 10 to 20%.27 Taking all of these into account, our study uses 0 to 20% as the range of the tissue blood volume and in some cases up to 50% to assess the changes in functions.

Taking the value of the spacing r=1mm17,28 (which can be up to 3 mm29), the area of the detector (an optical multimode fiber with about NA=0.22) A=0.003mm2 and using the appropriate scattering and absorption coefficients3035 (Table 1), B(λ) can be plotted against tissue blood volume Vb (Fig. 2). Figure 3 shows B(λ) with Vb=1%, 5%, 10%, and 15% for the 514 to 940 nm range of wavelengths, respectively. It should be noted that these graphs are constructed using five points, as it is difficult to find the values of the necessary scattering and absorption coefficients for blood and bloodless dermis for the same wavelengths. It is shown in Fig. 4 that B(λ) is dependent on the value of the source–detector spacing r=0.5 to 2 mm when Vb=10%.

Table 1

Optical properties for blood and tissue (bloodless dermis).

λ (nm)BloodTissue
μsb (cm1)μab (cm1)gNotesμst (cm1)μat (cm1)gNotes
514Ref. 3025030.77Ref. 35
5174683540.995
5854671910.99519630.79
633644.715.50.982Ref. 31 (oxygenation >98%, Hct=0.45 to 0.46)187.52.70.80
8001752.30.85
8106906.50.989
940458.586.790.990Refs. 3233.34 (Hct=0.45)105.570.240.91Ref. 33

Fig. 2

The dependence of B(λ) on the level of the tissue blood volume Vb. Here and in the following graphs, calculations for the 514- and 800-nm curves used the optical properties of blood for a wavelength of 517 and 810 nm, respectively (from Table 1).

JBO_18_10_107009_f002.png

Fig. 3

The dependence of B(λ) on the range of the wavelengths from 514 to 940 nm for different levels of the tissue blood volume (Vb=1%, 5%, 10%, 15%).

JBO_18_10_107009_f003.png

Fig. 4

The dependence of B(λ) on the value of the source–detector spacing r=0.5 to 2 mm for the tissue blood volume Vb=10%.

JBO_18_10_107009_f004.png

Thus, as shown in Fig. 2, the signal attenuation is 4 to 5 orders of magnitude. Probe power in such devices generally ranges up to 10 mW,7 with 3 to 4 mW being used in the LAKK-M system. At a probe power of 3 mW and sensor sensitivity of 0.5A/W (e.g., silicon photodiode literature values are 0.72A/W36 and 0.3 to 0.7A/W37), the registered photocurrents will be in the order of several microamperes.

The dependence of the photocurrent Ic and its derivative with respect to the blood volume of tissue dIс/dVb (the differential sensitivity) relative to the level of the blood volume Vb are shown in Figs. 5 and 6, respectively. To account for signal noise, instrument errors, etc., a signal ambiguity threshold was set to respect the MTRs for noninvasive spectrophotometric diagnostic devices. A magnitude of 0.1 nA was selected for this threshold as dark photocurrent is in the range of 1 pA37 to 10 nA.38 The minimum registered change in blood volume ΔVb must be greater than or equal to the volume corresponding to the selected threshold photodetector current change. Figure 7 shows the change in blood volume ΔVb corresponding to the change of the photocurrent by 0.1 nA against the tissue blood volume Vb.

Fig. 5

The dependence of the photocurrent Ic upon the level of the tissue blood volume Vb.

JBO_18_10_107009_f005.png

Fig. 6

The dependence of the derivative of photocurrent Ic with respect to blood volume upon the level of the tissue blood volume Vb.

JBO_18_10_107009_f006.png

Fig. 7

The dependence of the change of the blood/tissue ratio ΔVb, which corresponds to the change of the photocurrent in 0.1 nA, on the tissue blood volume Vb: for λ=514 and 585 nm (a) and for λ=633, 800, and 940 nm (b).

JBO_18_10_107009_f007.png

The ratio Vb/ΔVb (Fig. 8) can be interpreted as the signal-to-noise ratio (SNR) during blood volume registration by the NMS devices. Hence, the relation in Fig. 8 is the dependence of SNR upon the level of blood volume at a given wavelength. Figure 8 shows that in the cases of 633 and 800 nm (red and infrared) light, the maximum SNR for NMS devices is in the higher tissue blood volume ranges near 15% to 20%, and for the 940-nm wavelength, the maximum SNR corresponds to 25% to 30% tissue blood volume.

Fig. 8

The dependence of the signal-to-noise ratio of the signal on the level of the tissue blood volume Vb.

JBO_18_10_107009_f008.png

4.

Discussion

Theoretical data gained in this work shows that the use of NMS devices for functional diagnostics has specialized MTRs. The development of a common basis for the engineering design of such systems is necessary. With NMS, it is also necessary to create a complete system of metrological support as for instruments and measurement techniques, in general.9 However, there are a number of specific features of the technology that add complexity in solving such problems. One of these features is a nonlinear dependence on the physical properties of the BO (such as light transmission) from its physiological state (e.g., blood volume level) and the wavelength of the probe radiation. A second feature is a wide range of variation of the physiological parameters, e.g., blood volume, which strongly affects the absorption of the radiation in the tissue. All of these problems can be solved by deriving the appropriate relationships which will improve the accuracy of diagnostics of the corresponding methods.

As shown in Figs. 2 to 8, the analysis of the dimensionless coding function graphs B(λ) and the derivative characteristics based on this function (Iс, dIс/dVb, ΔVb, Vb/ΔVb) highlights three spectral range–dependent groups. These groups are related to the changes in optical absorption and scattering coefficients of blood and tissue (see Table 1). The first group, at 514 and 585 nm, is defined by the blood’s similar and strong absorption curves for green and yellow light. In the second group, the absorption coefficient of blood decreases by an order of magnitude for red and IR wavelengths. In the third group at IR (940 nm), the absorption coefficient of blood remains at a similar level, but the absorption coefficient of tissue decreases by an order of magnitude.

For example, Figs. 2 to 5 show that with linear variation of the blood volume, the light transmission through the tissue will vary nonlinearly, but the logarithm of photocurrent can make the characteristics of MTRs linear. Figure 3 demonstrates that increasing the wavelength of tissue irradiation in the range of 314 to 940 nm increases the dimensionless coding function B(λ) at any fixed tissue blood volume. It is evident that in the spectral range of 633 to 940 nm, B(λ) has an almost linear inverse relationship to tissue blood volume. However, between 514 and 633 nm, this function exhibits a significant nonlinear decrease with increased tissue blood volume. These dependences are probably due to absorption by blood at 500 to 585 nm being an order of magnitude higher than at 630 to 700 nm.21,23,39 Figures 2 and 3 demonstrate that optical properties of blood (primarily the absorption coefficient) in the observed spectral range, and consequently, the tissue blood volume, have a major impact on B(λ).

Figure 4 confirms the need to consider the parameter r using different wavelengths in the NMS devices depending on the tissue of study (absorption and scattering coefficients and the level of tissue blood volume).

It is apparent from the computed data (Fig. 5) that the green (when Vb8%) and yellow (when Vb16%) irradiation power used in the present case must be increased in order to exceed the signal-to-noise threshold due to the stronger absorption of these wavelengths by biological tissue.

The analysis of data from Figs. 6 and 7 shows that at higher blood volume, the discrimination of the changes in the blood volume by NMS devices is reduced and the relationship can be described by a nonlinear function. In turn, the sensitivity of the NMS devices to the blood volume is also a nonlinear function. Thus, in formulation of MTRs for NMS devices, this nonlinearity must be considered. The differential sensitivity (dIс/dVb) depicted in Fig. 6 clearly demonstrates that the detection of lower blood volumes in tissue (under 10%) should preferably be probed with green (514 nm), yellow (585 nm), red (633 nm), and infrared (800 nm) wavelengths. However, to detect tissue blood volumes of greater than 10% to 20% with a high differential resolution and sensitivity, a wavelength of 940 nm is preferred.

Figure 7 shows the minimum discernible ΔVb signal and the consequent rapid reduction in SNR with an increase in blood volume for green and yellow lights [Fig. 7(a)]. For example, the useful signal becomes indistinguishable against background noise (ΔVb=Vb) when Vb11% at a wavelength of 514 nm. The dependence of ΔVb upon Vb is much less pronounced for the red and infrared spectra [Fig. 7(b)] compared to the green and yellow lights, although these relationships are also nonlinear.

Data from Fig. 8 justifies the use of different wavelengths for measuring different ranges of tissue blood volumes. Green and yellow lights provide a greater sensitivity for a lower blood volume (up to 5%), whereas the infrared irradiation is more efficient in terms of sensitivity and SNR even at higher blood volumes. Delivering the necessary light power for each wavelength for a given blood volume is essential, particularly for measurement of the upper levels of blood volume by TRO. In addition, at levels >5% of tissue blood volume, the blood perfusion and consequently StO2 measurements become unreliable due to SNRs of <10 for the green wavelength. In general, the theoretical limit of the measurement scale for TRO is an average tissue blood volume level of 0% to 30% with the selected input data and geometry of the receiving radiation.

Similar reasoning can be extended to laser Doppler flowmetry (800 to 940 nm), which is the most sensitive technique for monitoring microvascular rhythms. According to the data presented, this approach is not near to its limit of sensitivity and should have good resolution over a broad range of Vb. According to Fig. 8, for examination of tissue with blood volume level around 10% to 15% with an acceptable SNR, a wavelength of 800 nm should be applied. In the case of 20% to 30% (for example, when measuring the internal organs with an endoscopic probe) of tissue blood volume, however, the 940-nm wavelength is preferable. Moreover, our data (Fig. 6) defines the lowest detection limits of the blood volume for each wavelength.

It should be noted that the function B(λ), based on a homogeneous model, has a number of limitations. It does not account for a number of optical characteristics and properties of biological tissues, for example, the refractive index as well as layer structures of skin and the so called vessel packaging effect.40 Moreover, it is reported that differing levels of melanin and water alter the optical properties of the tissue relevant to the B(λ) function.25,41 These factors affect the NMS measurement result and must be taken into account in formulating the MTRs for devices of this type. It must be emphasized that the measurement accuracy (systematic error) of NMS is significantly affected by the algorithms used for calculation of biomedical parameters.9 Thus, the computational algorithms currently used for calculating StO2 and Vb by TRO have a complex and multistep character; the scatter of the measured results is two to three times greater than the measurement errors of the initial physical signals.42

It should also be underlined that in addition to the thermal noise in NMS systems, there are other limitations (electrical noise, instability of the radiation source, etc.), which should also be taken into account and normalized in formulating MTRs.

5.

Conclusion

The application of new noninvasive medical spectrophotometric techniques and instruments for the functional diagnosis and evaluation of therapeutic interventions requires the specification of the MTRs for the specific type of medical devices. Considering different levels of the tissue blood volume, the approach proposed here allows the calculation of important technical and metrological restrictions of the instruments such as the sensitivity ranges and power-related SNRs for different spectral channels and biomedical parameters. It is clear that the nonlinearity of the measurements carried out with NMS systems depends directly on the characteristics of the examined object. In general, the further successful development of NMS technology will be heavily dependent on the metrological support of these devices and their methods of use. This support will enable noninvasive spectrophotometric diagnostics to be raised from research level technology to a standardized level satisfying the requirements of medical end users.

Acknowledgments

This work partially was supported by the European Community’s Seventh Framework Programme (FP7-People-2009-IAPP) under Grant Agreement no. 251531 MEDILASE.

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© 2013 Society of Photo-Optical Instrumentation Engineers (SPIE) 0091-3286/2013/$25.00 © 2013 SPIE
Andrey V. Dunaev, Evgeny A. Zherebtsov, Dimitrii A. Rogatkin, Neil A. Stewart, Sergei G. Sokolovski, and Edik U. Rafailov "Substantiation of medical and technical requirements for noninvasive spectrophotometric diagnostic devices," Journal of Biomedical Optics 18(10), 107009 (28 October 2013). https://doi.org/10.1117/1.JBO.18.10.107009
Published: 28 October 2013
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KEYWORDS
Blood

Diagnostics

Tissues

Tissue optics

Absorption

Biomedical optics

Signal to noise ratio

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