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1.IntroductionThe noninvasive determination of the optical properties of tissue is an important research area.1–7 To the authors’ knowledge, Farrell et al.8 reported, for the first time, the determination of the optical properties of simulated experimental data applying an artificial neural network (ANN) that was trained using the diffusion theory (DT). In addition, phantom and in vivo evaluation studies were performed by Farrell et al.9 Subsequently, due to the shortcomings of DT, Kienle et al.10 used an ANN that was trained with Monte Carlo (MC) simulations for the determination of the optical properties from reflectance measurements. Root mean square (RMS) errors of 2.6% for and 14% for from absolute measurements of tissue-simulating phantoms were received. The ANN was trained with optical properties out of the range 0.002 to for and 0.5 to for . Warncke et al.11 also used MC simulations for the training of the ANN. They determined the optical properties out of the range 0.02 to for and 0.6 to for with an RMS error of 28% for and 9% for for simulated spatially resolved reflectance (SRR) curves. Zhang et al.12 used MC simulations, as well as measurements of tissue-simulating phantoms, to train an ANN. They reported that the ANN trained with MC simulations cannot properly estimate the optical properties of measurement data collected with their measurement setup. Thus, an ANN trained with measurement data was used to determine the optical properties. An ANN approach for the determination of the optical properties of two-layered media was presented by Wang et al.13 using a fibre-optic based reflectance system. Wang et al.13 used MATLAB for the training of the ANN with reflectance data from MC simulations. Additionally, they showed an experimental evaluation of SRR measurement of layered tissue optical properties in the UV-Vis at three wavelengths. Later, Wang et al.14 showed an ANN model that determined the optical properties in two stages. If the absorption coefficient calculated by the first ANN was below a certain value, a second ANN was applied for the determination of the optical properties. Yaqin et al.15 presented another approach which included an ANN in combination with a preprocessing technique, the principal component analysis, for the determination of the optical properties. Their method simplifies the ANN structure and reduces the time for training the ANN. Their optical property range for was between and and for between and and RMS errors of 4.6% for and 9.2% for were received. In a previous publication, we showed the noninvasive determination of the brain absorption in a five-layered model of the human head.16 Furthermore, an ANN was used for the determination of the optical properties of scalp and skull in a four-layered model of the human head as well as for the determination of the optical properties of two-layered media.17 In this study, for the first time, multiple ANNs were applied for the solution of the inverse problem of simulated SRR curves. We show that multiple ANNs improve the results significantly. We used MC simulations, considering the setup geometry, for the training of the ANN. Therefore, our ANN can be applied for the precise determination of the optical properties of measurement data. 2.Forward ProblemThe forward problem, which is the calculation of theoretical SRR curves from the given optical properties, can be solved using different methods. For a semi-infinite medium, the DT is, in some cases, a good approximation of the radiative transfer equation (RTE). The analytical solution is e.g., described by Kienle and Patterson.18 We note that, recently, exact analytical solutions of the RTE were derived for a semi-infinite medium.19 An exact solution of the RTE can also be achieved using a numerical solution, for example, a MC simulation.20 However, an infinitely large number of photons is needed for an exact solution of a MC simulation without noise. In addition, MC simulations allow the consideration of an arbitrary setup geometry for a better description of SRR measurements.21 We used our self-written MC simulations considering the measurement geometry as explained below. 2.1.Principles of the MC SimulationThe principles of the used MC simulations are similar as those described by Wang et al.20 For liquid phantoms consisting of buffer, Intralipid and ink, we assumed a refractive index of . Furthermore, for a more exact description of our sample, we measured the phase function for Intralipid using a home-build goniometer (not shown). A similar phase function, as published by Michels et al.,22 was obtained and applied in the MC simulation. In order to achieve optimal results, we adjusted our MC simulations that they reflect our measurement setup. Performing measurements, the SRR of a semi-infinite medium was measured using a charge-coupled device (CCD)-camera as described by Foschum et al.21 The light from a xenon lamp was coupled into an optical fibre and the sample was illuminated with an angle of 11 deg relative to the surface normal. Thereby, the sample-sided end of the optical fibre was imaged on the surface of the semi-infinite medium. A 400 μm top hat was obtained at the surface of the sample. As described by Kienle and Foschum,23 the angular distribution of the emitted photons from the semi-infinite medium do not have a cosine dependence. Using a variance reductions method, the probability of the photon to hit the CCD-chip is calculated and all the photons that pass through the aperture are collected.24 That means that the reflected light from one position on the sample only reaches the CCD-chip when it is radiated in a certain solid angle. Foschum et al.21 used this measurement setup and transferred those characteristics into the MC simulations. 2.2.MC Simulation for the Training of the ANNMC simulations were used for the training, validating, and testing of the ANN (see Sec. 3). The optical properties, covering those usually found in biological tissue, were randomly chosen out of the range for the absorption coefficient and out of the range for the reduced scattering coefficient and SRR curves were simulated. Three data sets, each consisting of 2,000 theoretical SRR curves, were simulated. The first data set was used for the training of the ANN, the second for the validation, and the third for the testing of the ANN (see Sec. 3.1). In case of the validation and testing datasets, the optical properties for the reduced scattering coefficient and for the absorption coefficient are randomly chosen out of the given range with being a random number between 0 and 1. For the training data set, the range was 5% larger. We used photons for and photons for in the MC simulations. Therewith, the noise range in the MC simulations is equivalent to the experimental data.3.Inverse ProblemThe opposite approach to the forward problem is the inverse problem. That is, the determination of the optical properties from SRR curves. These reflectance curves can be obtained from measurements as well as from simulations of the SRR. There are multiple methods to calculate the optical properties for a given SRR curve. One method is a nonlinear regression and another method is the application of an ANN as explained below. 3.1.ANNThe theoretical principles of the used ANN are explained by Boone et al.25 We applied an ANN consisting of an input layer, a hidden layer, and an output layer. Each layer has multiple neurons. The 11 neurons of the input layer contain certain information of the SRR curve and the 11 neurons of the hidden layer are located between the input and the output layer. The 2 neurons of the output layer represent by means of the ANN calculated absorption coefficient and reduced scattering coefficient of the ’th SRR curve. Weights that connect the neurons of the input layer with the neurons of the hidden layer and the neurons of the hidden layer with the neurons of the output layer define the strength of the connections. In the first step, the ANN is trained with a training dataset consisting of SRR curves. At the beginning of the training process, the weights are randomly chosen out of the range and as described by Boone et al.25 Using the gradient descent method, the weights are modified iteratively in order to adjust the optical properties, in other words, the result in the output layer. This result is compared with the true optical properties known from the MC simulations in order to verify the performance of the ANN. Therefore, the relative RMS error between by means of the ANN calculated optical properties and the true optical properties known from the MC simulations is minimized.After the training process, the optimal weights for the training dataset are determined. During the following executing phase, these weights can be used to calculate the optical properties of an unknown SRR curve. In order to avoid overfitting, we used a second dataset consisting of SRR curves (called validation dataset) during the training process. Still, the ANN is trained with the above mentioned training dataset and the weights that yield a minimal error for the training dataset are used during the training process. Additionally, the weights that give a minimal error for the validation dataset are stored after every iteration. These weights are used to solve the inverse problem in the executing phase of the ANN. Since the MC simulations already consider the used setup geometry, our trained ANN is suitable for the determination of the optical properties of measured SRR curves. Only relative SRR curves can be measured with the measurement setup explained by Foschum et al.21 That is why we have to process all reflectance curves (measured as well as simulated SRR curves) to relative curves. It is important to treat all curves the same way in order to obtain suitable input data for the ANN. Relative curves were obtained using the below explained normalization of the logarithm of the SRR curve. To achieve this the function that was found empirically, is fitted to every logarithmic SRR curve in order to smooth the noise. The fitted, logarithmic reflectance is , the radial distance is denoted with and , , , specify the coefficients of the function. The area under the curve, between the reflectance value at and the reflectance value at the position where the reflectance decreased by 2.2 orders of magnitude in relation to the reflectance value at , was calculated using Eq. (4). Additionally, the radial distance where the reflectance decreased by 2.2 orders of magnitude relative to the reflectance value at was stored. Thereafter, the average height of the curve was calculated and shifted to 0 of the y-axis in order to achieve relative SRR curves. We note that achieving relative SRR curves by dividing every curve through a certain reflectance value is problematic because one reflectance value can contain some errors as noise or systematic errors. For the analysis of the SRR curves, we have to take into account the limitation given by our measurement setup. It is only possible to measure the SRR up to the radial distance and over a range of 3 orders of magnitude relative to the reflectance value at about . The smallest radial distance is because of the errors caused by the illumination profile that is not an exact top hat.In the following, we first explain the performance of one ANN (see Sec. 3.2) and, thereafter, the performance of multiple ANNs (see Sec. 3.3). 3.2.One ANNFirst, one ANN was used to solve the inverse problem. After we have achieved relative SRR curves, the above mentioned function [see Eq. (4)] was again fitted to the resulting logarithmic SRR curves. Some results can be seen in Fig. 1. The minimum and maximum reflectance value, of every curve, was determined under consideration of the limitation given by our measurement setup. After that, the minimum of all maximum values and the maximum of all minimum values (depicted in Fig. 1) was calculated in order to define the possible range of all SRR curves. (Using the reflectance values at fixed radial distances as input values would limit the applicable radial distances between 1 mm and 3 mm due to the strong decrease of reflectance curves with high absorption coefficients and the maximal 3 orders of magnitude relative to the reflectance value at that can be measured with our measurement setup). For that reason, 11 reflectance values (), with an equidistant decrease in the logarithm of the reflectance, have been chosen out of the measurable range as depicted in Fig. 2. The corresponding radial distance values serve as input values for the ANN (see Fig. 2). The input values, as well as the output values, of each neuron were scaled in the range 0.1 to 0.9. This range was found empirically. It follows for the scaled radial distance value of neuron with being the smallest radial distance of neuron of all reflectance curves of the training dataset and being the largest radial distance.Equally, the scaling for the reduced scattering coefficient and the absorption coefficient was performed. It follows for the scaled reduced scattering coefficient and for the scaled absorption coefficient with being the smallest reduced scattering coefficient found in the SRR curves of the training dataset, and being the largest reduced scattering coefficient. Much better results are achieved if we use the logarithm of the absorption coefficient as output value for the performance of the ANN. The smallest absorption coefficient , in the SRR curves of the training dataset, is described by and is the largest absorption coefficient.The ANN was trained with 100 SRR curves from the training dataset and validated with another 100 SRR curves from the validation dataset. The weights that have a minimal relative RMS error for the validation dataset were stored. Using those weights, the error of an unknown testing dataset was calculated. In Sec. 4, the average relative error, for this testing dataset, is shown. We remark that we used 100 SRR curves for the training since, with this amount of SRR curves, good results were achieved. Using 200, 500 and 2,000 SRR curves, for the training of the ANN, do not improve the results but need more computation time. We found that too many SRR curves used for the training even lead to larger errors since the ANN is not able to adjust the weights for all curves. For the testing, we used 2,000 curves in order to have good statistics and to directly compare the results to multiple ANNs (see Sec. 4). 3.3.Multiple ANNsIn order to achieve better results, multiple ANNs were applied to solve the inverse problem. Using 6,000 SRR curves, 23 ANNs were trained, validated, and tested. First of all, the SRR curves have to be classified according to their shape. These classifications divide the SRR curves in different groups, in other words the different ANNs. This restricts the limits of the optical property range to certain ranges. It can be seen, in Table 1, that each ANN was responsible for a certain range of the absorption coefficient and the reduced scattering coefficient, respectively. We remark that some overlapping of the ANNs was considered. Apart from that classification, the approach of multiple ANNs (in other words the calculation of the input values, output values etc.) is analogue to the approach of one ANN. Table 1Summary of the categorization into 23 ANNs using presorting, the last measurable radial distance value ρlast, the first and second derivative of the fitted function log[R(ρ)fit]. Additionally, the smallest and largest optical properties for the particular ANNs are shown.
3.3.1.Classification of the curvesSince we have a quite large range for the absorption coefficient () and for the reduced scattering coefficient (), it it useful to group the SRR curves, according to their shape, into different categories in order to obtain a better performance of the ANNs. We found relationships between the shape of the curve and the optical properties that made it possible to divide the optical property range in many smaller categories. For each category, a special adjusted ANN was applied. The classification of the SRR curves is shown below. 3.3.2.Presorting of the curvesBefore the categorization of the curves was performed, 2,000 SRR curves of the training dataset were presorted in group I and II. As stated in Sec. 3.1, with the CCD-camera, it is possible to measure the SRR up to the radial distance and over a range of 3 orders of magnitude relative to the reflectance value at the radial distance of about . Some SRR curves, with lower absorption and reduced scattering coefficients, already reach at the maximal measurable radial distance of a decrease between 2.2 and 3 orders of magnitude relative to the reflectance value at . These curves make up group I. All the other curves make up group II and, for each curve, the last measurable radial distance value , according to the decrease of 3 orders of magnitude relative to the reflectance value at , was stored. In Fig. 3, the correlation between the last measurable radial distance value and the absorption coefficient of all SRR curves of the training dataset from group II is shown. This correlation is important in the further categorization. 3.3.3.Correlation with the reduced scattering coefficientA more precise observation of the fitted, logarithmic SRR curves of the training dataset showed an interesting correlation between the second derivative of the fitted, logarithmic SRR curve and the reduced scattering coefficient. For the second derivative, we used Eq. (4) since the derivative of a noisy SRR curve at one particular distance does not provide useable data. The second derivative, for all (group IIA) against the reduced scattering coefficient, is plotted in Fig. 4. The second derivative was calculated at the radial distance where the SRR curve had a decrease of 0.7 orders of magnitude relative to the reflectance value at . The value was found empirically and some overlapping was considered. It can be seen in Fig. 4 that it is possible to categorize these SRR curves according to their reduced scattering coefficient. We have chosen 3 reduced scattering coefficient categories (IIAa, IIAb and IIAc) as shown in Fig. 4. 3.3.4.Correlation with the absorption coefficientAnother correlation was found between the first derivative of the fitted, logarithmic SRR curve and the absorption coefficient. For the same reason as above, we used Eq. (4) to calculate the derivative. The radial distance, where the SRR curve decreased 2.6 orders of magnitude relative to the reflectance value at , is . The first derivative, at a decrease of 2.6 orders of magnitude relative to the reflectance value at against the absorption coefficient, is shown in Fig. 5 for all SRR curves of group IIAc. For the rest of the curves of group II, similar correlations were found. 3.3.5.Final categorization of the SRR curves of the training datasetApplying the above introduced correlations, the categorization was performed and all the SRR curves of the training dataset were divided into 23 ANNs. In order to avoid problems in the edge areas, an overlapping of the ANNs was realized. Therefore, some SRR curves of the training dataset were sorted into two ANNs. In Fig. 6, the whole categorization process is summarized. All curves of group I build up the SRR curves for the training of the first ANN. Group II was first divided into another two groups, IIA and IIB, using the correlation shown in Fig. 3. Group IIA contains all SRR curves that fulfill the condition and group IIB contains all SRR curves with . Since all SRR curves of group IIA show a good correlation between the second derivative and the reduced scattering coefficient as plotted in Fig. 4, it is possible to sort them into further groups. For the categorization, the ranges for group IIAa, and for group IIAb, and for group IIAc were considered. Therefore, group IIAa contains all SRR curves with a reduced scattering coefficient of about , group IIAb with a reduced scattering coefficient of about , and group IIAc with a reduced scattering coefficient of about . In the last categorization, all curves of groups IIAa, IIAb, IIAc, and IIB were separated into different ANNs according to their correlation between the first derivative and the absorption coefficient as shown in Fig. 5. Therefore, group IIAa is divided into ANN number 2–7, group IIAb into ANN number 8–13, group IIAc into ANN number 14–20, and IIB into ANN number 21–23. The SRR curves of groups IIAa, IIAb, IIAc, and IIB were sorted according to and divided into groups of about 90 curves considering an additional overlapping of 20 curves. Finally, we obtained 23 ANNs, with between 95 and 115 SRR curves, for the training of the ANNs. In Table 1, the whole categorzation process is summarized. Furthermore, the smaller optical property ranges are shown that allow a more precise training of a part of all SRR curves. We remark that the correlations found in Figs. 4 and 5 are also valid if a solution of the diffusion theory is used for the calculation of simulated reflectance curves. As a consequence, the whole categorization process is, in general, applicable and a trained ANN can be applied for the solution of the inverse problem using other measurement geometries. 3.3.6.Categorization of the SRR curves of the validation and testing datasetThe 2,000 SRR curves of the validation, as well as the testing dataset, were sorted the same way as the training dataset but without overlapping. Therewith, every SRR curve is sorted precisely in one group which is evaluated by one ANN. 4.Results4.1.ANN4.1.1.One ANNApplying one ANN, iterations were performed during the training process in order to determine the weights. Thereafter, in the executing phase, a testing dataset was used consisting of 2,000 unknown SRR curves and the relative error for the absorption and reduced scattering coefficients was calculated. An average relative error of 9.5% for the absorption coefficient and 4.1% for the reduced scattering coefficient was achieved. A fourth dataset, consisting of 123 SRR curves, was generated using MC simulations for a systematic test of the ANN. We have chosen 3 reduced scattering coefficients , , and and 41 absorption coefficients out of the range with equal step size in the logarithmic scale. The results for these SRR curves are shown in Fig. 7(a) for the relative error of the reduced scattering coefficient and in Fig. 7(b) for the relative error of the absorption coefficient. It can be seen that the ANN is able to determine the reduced scattering coefficient more precisely than the absorption coefficient. The relative error for the reduced scattering coefficient is higher for larger absorption coefficients [see Fig. 7(a)]. As shown in Fig. 7(b), the relative error for the absorption coefficient oscillates around the y-axis. 4.1.2.Multiple ANNsFor the training of each of the 23 ANNs, iterations were used. Applying 100 times more iterations does not significantly improve the results for the testing dataset. During the executing phase, the same testing dataset as for one ANN was used to verify the performance of the ANNs. We calculated the average relative error for the optical properties over all 23 ANNs. An average relative error of 6.1% for the absorption coefficient and 2.9% for the reduced scattering coefficient was achieved using iterations. Especially for the absorption coefficient, much better results were achieved using multiple ANNs for the same problem. The results using 23 ANNs are shown in Fig. 8(a) and 8(b) for the 123 systematic SRR curves. In Fig. 8(a), it can be seen that the relative error for the reduced scattering coefficient is higher for larger absorption coefficients but overall lower as in Fig. 7(a). Figure 8(b) shows the relative error for the absorption coefficient that is obviously lower than in Fig. 7(b). 4.2.Explanation of the Results of the ANNWe used a solution of the DT in order to explain the errors of the ANN. Regarding the light propagation in turbid media, the DT is an often used approximation of the radiative transfer theory. We used a solution of the diffusion equation for semi-infinite media as described by Kienle and Patterson.18 Estimating the minimum errors to be expected for the ANN, we fit a solution of the DT to a solution of the DT with noise comparable to SRR measurements. This gives us a hint for the minimum error that can be achieved using an ANN for the solution of the inverse problem. Therefore, 123 SRR curves with 3 chosen reduced scattering coefficients , and and 41 absorption coefficients out of the range with equal step size in the logarithmic scale were calculated with noise comparable to the MC simulations or measurement data. After the DT was fitted to the DT with noise, the relative error for the reduced scattering coefficient and absorption coefficient was determined [see Fig. 9(a) and 9(b)]. The results for the reduced scattering coefficient, shown in Fig. 9(a) have similar errors than the results of the ANNs [see Fig. 8(a)]. Also, the results for the absorption coefficient calculated with the DT [see Fig. 9(b)] and with the ANNs [see Fig. 8(b)] are comparable. The errors using the DT are marginally smaller because, using ANNs for the solution of the inverse problem, we have to take into account not only the noise of the measurements but also the error of the ANN. 4.3.Comparison with the Results of the Diffusion TheoryIt is not possible to implement the exact setup geometry into the diffusion equation and, thus, the DT cannot be used to determine precisely the optical properties of our SRR measurements. However, an ANN can be trained with MC simulations representing the exact setup geometry and, therefore, is suitable for the determination of the optical properties of arbitrary measurement geometries (see Sec. 3.1). If we, nevertheless, fit a solution of the diffusion equation to the simulated SRR curves, systematic errors occur. The DT was fitted to the 123 systematic SRR curves calculated with MC simulations. The relative error for and is shown in Fig. 10(a) and 10(b), respectively. The reduced scattering coefficient is determined to be approximately 5% too low and, especially for higher , large systematic errors can be seen. In contrast, the absorption coefficient is, on average, calculated too large. Especially for smaller and higher , large relative errors occur. 5.ConclusionFor the determination of the optical properties, we used one and multiple ANNs trained with MC simulations, considering the measurement geometry. We have shown that applying more ANNs, for the determination of the optical properties of semi-infinite scattering media, improved the results significantly, especially, for the determination of the absorption coefficient. With the application of multiple ANNs for the determination of the optical properties, it is possible to determine the reduced scattering coefficient with an average relative error of 2.9% and the absorption coefficient with an average relative error of 6.1%. Whereas, one ANN leads to higher errors. The average relative error was 4.1% for the reduced scattering coefficient and the average relative error was 9.5% for the absorption coefficient. For the performance of multiple ANNs, an important condition is the categorization of the SRR curves before the training of the ANNs. This categorization must be unique and transferable to every validation and testing SRR curve as well as to measured SRR curves. We found correlations between the first and second derivative of the SRR curve at a certain radial distance and the optical properties. For this reason, it was possible to divide different SRR curves in particular categories. A limitation of the optical property ranges into smaller categories for the absorption and reduced scattering coefficients also leads to a faster learning process of the ANN. Furthermore, we used scaled input and output values to improve the performance of the ANN. After the input and output values for the testing dataset were prepared, it took 734 ms to determine the optical properties of 2,000 SRR curves, therewith, about 0.37 ms per SRR curve using a single processor of a state of the art computer. Using the DT, a theoretical curve was fitted to a theoretical curve with noise and the results were compared with the results of the multiple ANNs. This comparison showed similar errors for the optical properties as shown in Figs. 8(a), 8(b), 9(a), and 9(b). Thus, using the multiple ANNs, we almost reached the same errors as using the DT that was fitted to the DT with noise, i.e., the performance of the multiple ANNs is close to the theoretical optimum. We remark that the multiple ANNs were trained with MC simulations considering the measurement geometry of our measurement setup and, therefore, can be used to determine the optical properties of measured SRR curves. We would like to point out that the determination of the optical properties from measured reflectance data is also possible using other particular measurement systems since the correlations found in Figs. 4 and 5 are also valid if a solution of the diffusion theory is used for the calculation of simulated reflectance curves. Therefore, the ANNs have to be trained with simulated measurement curves considering the actual measurement geometry. In addition, we determined the optical properties, using the DT, that was fitted to the simulated SRR curves calculated with MC simulations. The results for the optical properties show large systematic errors. 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