Understanding topographic scatter has been the subject of many publications. For optically smooth surfaces
that scatter only from roughness (and not from contamination, films or bulk defects) the Rayleigh-Rice
relationship resulting from a rigorous electromagnetic treatment has been successfully used for over three
decades and experimentally proven at wavelengths ranging from the X-Ray to the far infrared (even to
radar waves). The “holy grail” of roughness-induced scatter would be a relationship that is not limited to
just optically smooth surfaces, but could be used for any surface where the material optical constants and
the surface power spectral density function (PSD) are known. Just input these quantities and calculate the
BRDF associated with any source incident angle, wavelength and polarization. This is an extremely
challenging problem, but that has not stopped a number of attempts. An intuitive requirement on such
general relationships is that they must reduce to the simple Rayleigh-Rice formula for sufficiently smooth
surfaces. Unfortunately that does not always happen. Because most optically smooth surfaces also scatter
from non-topographic features, doubt creeps in about the accuracy of Rayleigh-Rice. This paper
investigates these issues and explains some of the confusion generated in recent years. The authors believe
there are measurement issues, scatter source issues and rough surface derivation issues, but that Rayleigh-
Rice is accurate as formulated and should not be “corrected.” Moreover, it will be shown that the
empirically observed near shift invariance of surface scatter phenomena is a direct consequence of the
Rayleigh-Rice theory.
The Rayleigh Rice vector perturbation theory has been successfully used for several decades to relate the surface power
spectrum of optically smooth reflectors to the angular resolved scatter resulting from light sources of known wavelength,
incident angle and polarization. A similar relationship should be available for the situation of a beam transmitting from a
region of index greater than 1.0 into a region of unit index through an optically smooth surface. This paper presents such
a relationship and compares the result to measured scatter data at two light wavelengths.
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